最新的FINRA General Securities Representative Qualification Examination (GS) - Series-7免費考試真題
Bubba opens a margin account and sells short 100 shares of XYZ at $50. Assuming a Reg T requirement of 50%, what is the opening balance in Bubba's account?
正確答案: A
說明：（僅 Fast2test 成員可見）
Regulation T is set at 50%. Bubba's account contains long positions in the following securities with the prices listed:
100 ABC $30
200 XYZ $70
200 QBB $40
200 KKK $25
Total market value = $30,000
Debit balance in the account = $12,000
Net equity balance of the account = $18,000
What is the buying power in Bubba's account?
100 ABC $30
200 XYZ $70
200 QBB $40
200 KKK $25
Total market value = $30,000
Debit balance in the account = $12,000
Net equity balance of the account = $18,000
What is the buying power in Bubba's account?
正確答案: C
說明：（僅 Fast2test 成員可見）
Which of the following rights does an ADR holder not have?
正確答案: D
說明：（僅 Fast2test 成員可見）
A corporate bond is quoted as having a net change in value of plus one point.
By how much did the bond price increase?
By how much did the bond price increase?
正確答案: C
說明：（僅 Fast2test 成員可見）
Bubba purchases 100 shares of XYZ at 78 and, on the same day, writes 1 XYZ October 80 call for a premium of 4. If the option expires unexercised, what is Bubba's profit on the 100 shares of stock?
正確答案: C
說明：（僅 Fast2test 成員可見）
Regulation T is set at 50%. Bubba's account contains long positions in the following securities with the prices listed:
100 ABC $30
200 XYZ $70
200 QBB $40
200 KKK $25
Total market value = $30,000
Debit balance in the account = $12,000
Net equity balance of the account = $18,000
Bubba wants to buy 100 shares of DUM at $30 per share and 100 shares of OUT at $120. How much how much value of additional securities must Bubba deposit in lieu of depositing cash?
100 ABC $30
200 XYZ $70
200 QBB $40
200 KKK $25
Total market value = $30,000
Debit balance in the account = $12,000
Net equity balance of the account = $18,000
Bubba wants to buy 100 shares of DUM at $30 per share and 100 shares of OUT at $120. How much how much value of additional securities must Bubba deposit in lieu of depositing cash?
正確答案: B
說明：（僅 Fast2test 成員可見）
Which of the following is true about a customer with a frozen account?
正確答案: A
說明：（僅 Fast2test 成員可見）
Bubba is concerned about the liquidity of a possible municipal bond purchase. He is therefore probably most interested in the rating supplied by which of the following?
正確答案: A
說明：（僅 Fast2test 成員可見）
When a corporation issues a nonconvertible debenture, what is the effect upon its net worth?
正確答案: C
說明：（僅 Fast2test 成員可見）
Under a leaseback arrangement used to finance construction of local schools, who is the issuer of the municipal bonds?
正確答案: D
說明：（僅 Fast2test 成員可見）