最新的ACI 3I0-013免費考試真題

問題1

Which one of the following bonds uses variable rates?

A. Zero coupons

B. Reverse convertibles

C. Bond warrants

D. Mini-Max (collared) FRN

正確答案: D

問題2

The CLS-Bank (Continuous Linked Settlement) is one of the ways through which FX transactions can be settled. Why was this bank founded?

A. To simplify domestic payments

B. Tominimizesettlement risks

C. To accelerate cross-border payments

D. To handle interbank liquidity more efficiently

正確答案: A

問題3

In hedging, caps are:

A. Frequently purchased by issuers of floating rate debt

B. Frequently purchased by issuers having an FX risk

C. Frequently sold by issuers having an FX risk

D. Frequently sold by issuers of floating rate debt

正確答案: D

問題4

In the Euro deposit markets, what is spot?

A. Valueonecalendardayforward

B. Value two bank business days forward

C. Value one bank business day forward

D. Valuetwocalendardaysforward

正確答案: B

問題5

The process used to disguise the trail of laundered funds within the financial system is known as:

A. Streamlining

B. Reinvesting

C. Channeling

D. Layering

正確答案: A

問題6

Inexplicably, the Chief FX trader asks the junior settlements clerk to hold back a deal input until the following morning. Which of the following courses of action should you recommend?

A. Refuse, input the deal as normal but keep the request to yourself

B. Input the deal the following morning as requested by the Chief FX trader

C. Refuse, input the deal and report the incident to your superior

D. Refuse, input the deal and tell another spot trader

正確答案: C

問題7

Confirmation is a function that can be performed by:

A. Any dealer as long as he/she is not a party to the trade

B. Any staff outside the dealing room

C. Back-office/operations staff

D. Dealing room staff who are not currently dealing

正確答案: B

問題8

In trading, which is the most often used deal capture system?

A. A SWIFT-based input system

B. An internet-based input system

C. A TARGET-based input system

D. A screen-based input system

正確答案: D

問題9

A corporate client instructs you to make a USD payment to his account in London. What two message types should you send?

A. MT 202 and MT 103

B. MT 200 and MT 103

C. MT 103 and MT 210

D. MT 202 and MT 210

正確答案: A

問題10

When is the settlement amount of a FRA normally payable?

A. At the beginning of the forward period

B. On the trade date

C. On the maturity (final) date

D. At any time before the contract's maturity date

正確答案: A

問題11

Which two countries are not participating in TARGET2?

A. Bulgaria and Romania

B. Latvia and Lithuania

C. Denmark and Finland

D. The Czeck Republic and the United Kingdom

正確答案: D

問題12

A Luxembourg based bank, which regularly buys American securities for its customers, willpreferably:

A. Open an account in a bank in the U.S. that has an account at the NYSE

B. Open a bank account in the United States

C. Buy the securities directly in Luxembourg

D. Buy the American securities directly on the NYSE

正確答案: A

問題13

What criteria should reconciliation escalation be based on?

A. It should be based on the relationships of the institutions involved

B. It should be based on the days'past settlement date, value and/or likely compensation

C. It should be based on the BIC-address and country

D. It should be based on bilateral limits

正確答案: A

問題14

What is a bank required to do when entering into a new business relationship with a naturalperson?

A. Inform the risk management department

B. Verify the identity of the person

C. No action is required

D. Inform the central bank of their country

正確答案: B

問題15

Your money market dealer has lent NZD 5,000,000.00 at 3,00% for 6 months (183 days). How much must the counterparty pay back to you in capital plus accrued interest at
maturity?

A. NZD 5,076,250.00

B. NZD 5,076,205.48

C. NZD 5,075,000.00

D. NZD 5,000,000.00

正確答案: A

最新的ACI Operations Certificate challenging - 3I0-013免費考試真題

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