最新的ICMA SOFQ免費考試真題

問題1

The type of organisation that specializes in deposit-taking and cash loans is known as a:

A. Investment bank

B. Mutual fund

C. Private bank

D. Commercial bank

正確答案: D

問題2

The International Monetary Fund is an example of:

A. A sovereign wealth fund

B. A supranational organisation

C. A securities market regulator

D. An investment bank

正確答案: B

問題3

Where Firm A has borrowed a fixed cash amount on a secured basis from Firm B, an increase in the collateral value means that:

A. Firm A has exposure and must request the return of some collateral from Firm B

B. Firm A has exposure and must return some collateral to Firm B

C. FirmB has exposure and must request additional collateral from Firm A

D. Firm B has exposure and must request the return of collateral from Firm A

正確答案: A

問題4

Accrued interest is designed to:

A. Compensate the buyer of an interest-bearing bond for interest earned, (but not paid) since the previous coupon payment date

B. Compensate the buyer of an interest-bearing bond for interest earned, (but not paid) relating to the next coupon payment date

C. Compensate the seller of an interest-bearing bond for interest earned, (but not paid) since the previous coupon payment date

D. Compensate the seller of an interest-bearing bond for interest earner, (but not paid) relating to the next coupon payment date

正確答案: C

問題5

The divisors applicable to the calculation of bank interest are:

A. EUR = 365, USD = 360, GBP = 365

B. EUR = 360, USD = 365, GBP = 360

C. EUR = 360, USD = 360, GBP = 365

D. EUR = 365, USD = 365, GBP = 360

正確答案: C

最新的ICMA Securities Operations Foundation Qualification (SOFQ) - SOFQ免費考試真題