最新的ACAMS Certified Global Sanctions Specialist - CGSS免費考試真題

A. Because Justice Department settlements with companies require a monitor.

B. To comply with US and state laws so long as the legal services do not facilitate sanctioned activity.

C. So the Bureau of Industry and Security can maintain its supervision.

D. To allow representation before an agency with respect to UN sanctions.

A. The institution uses software that does not account for alternative spellings of prohibited countries or parties.

B. The institution incorporates updates to sanction listings into its automated screening tool on a monthly basis.

C. The institution uses internally managed whitelists and calibrates the threshold to reduce false positives.

D. The institution excludes incoming SWIFT transfers from sanction screening, instead relying on the controls of the sending/correspondent bank.

A. Limit the spelling variations of sanctioned target and jurisdiction names being screened against to reduce the generation of false positives.

B. Tune the screening tool to generate matches to variations of spellings of sanctions targets and sanctioned jurisdictions.

C. Limit the customer address and/or name data being screened to reduce the generation of false positives.

D. Tune the screening tool to only generate matches to exact known spellings of sanctions targets and sanctioned jurisdictions.

A. Internal bank correspondence

B. Transaction activity review

C. Social media publications

D. Government blocked persons and export restriction lists

E. News headlines

A. All permanent UN Security Council members must vote in favor of sanctions.

B. The UN uses sanctions to intervene in the domestic affairs of various states.

C. UN sanctions are measures that can threaten international peace and security.

D. UN sanctions are multilateral and require consensus among different nations.

E. UN sanctions are autonomous and therefore ineffective.

A. Food and agriculture

B. Electronics

C. Precious metals and gems

D. Aerospace and propulsion

E. Luxury goods

A. Parties involved in import or export and related transactions could be subject to financial sanctions.

B. A US citizen has been working in the EU and thus, US sanctions do not apply.

C. A company must assess sanctions risks during the due diligence phase of a merger and acquisition.

D. The individual or entity is not explicitly named on a sanctions list, therefore there are no potential sanctions risk.

E. An individual sending a USD wire that automatically involves the US sanctions.

A. Blocked Entity A owns 50% of Entity B. Entity B owns 50% of Entity C.

B. Blocked Person X owns 50% (1 share) of Entity A. Entity A owns 50% (1 share) of Entity B. Entity B owns 50% (1 share) of Entity C.

C. Blocked Person X owns 50% of Entity A and 25% of Entity B. Entities A and B each own 25% of Entity C.

D. Blocked Person X owns 50% of Entity A and 50% of Entity B. Entities A and B own 25% of Entity C each.

E. Blocked Entity A owns 49.99% of Entity B. Entity B owns 49.99% of Entity C.

F. Blocked Person X owns 50% of Entity A. Entity A owns 50% (1 share) of Entity C. Blocked Person X owns 1 share directly in Entity C.

A. Identification number

B. Date of birth of a new customer

C. Location

D. Name of person

E. Employer of an existing customer

F. Account number

A. Sanctions which are transferred to a bank through its correspondent banking relationship

B. When an entity has been sanctioned for the second time

C. Sanctions which apply to more than one country

D. Sanctions which impose restrictions on persons not directly subject to US jurisdiction